XN Handover in CU/DU Split Node Architecture: Step-by-Step Flow

 

XN Handover for a CU/DU split executes in 3 Phase:
  • Handover Preparation Phase
  • Handover Execution Phase
  • Handover Completion Phase 

This procedure outlines the coordination between the Source/Target gNB-CUs and DUs to maintain service continuity during UE mobility.

Phase 1: Handover Preparation

The objective is to verify that the target node can support the UE's requirements before the move is executed.

  • Step 1: Handover Request (XnAP): The Source gNB-CU sends the Handover Request to the Target gNB-CU over the Xn interface, providing the UE's context and QoS requirements.

  • Step 1a & 1b: UE Context Setup (F1AP): The Target gNB-CU initiates a UE Context Setup Request to the Target gNB-DU. The DU reserves the necessary radio resources and responds with the UE Context Setup Response.

  • Step 2: Handover Request Acknowledge (XnAP): The Target CU confirms the successful preparation to the Source CU.

     


Phase 2: Handover Execution

This phase triggers the UE to detach from the source and synchronize with the target.

  • Step 2a & 3a: UE Context Modification (F1AP): The Source gNB-CU sends a UE Context Modification Request to the Source gNB-DU. This notifies the DU that the handover is occurring, allowing it to prepare for the transition and stop user-plane traffic.

  • Step 3: RRCReconfiguration (Uu): The Source gNB-DU transmits the RRCReconfiguration (the actual Handover Command) to the UE.

  • Step 4: SN Status Transfer (XnAP): The Source CU sends the PDCP sequence numbers to the Target CU to ensure seamless data delivery without duplication or loss.

  • Step 5: Data Forwarding (Xn-U): User data is forwarded from the Source CU to the Target CU.

  • Step 6: Random Access Procedure: The UE performs RACH synchronization with the Target gNB-DU.

  • Step 7 & 7a: RRC Complete: The UE sends the RRCReconfigurationComplete message to the Target gNB-DU, which is forwarded to the Target gNB-CU via F1AP: UL RRC Message Transfer.

  • Step 7b & 7c: Target Context Modification (F1AP): The Target gNB-CU performs a final UE Context Modification with the Target gNB-DU to synchronize the operational state of the UE.


Phase 3: Handover Completion

Once the UE is successfully connected to the target, the network updates the core path and releases the old resources.

  • Step 8: Path Switch Procedure (NGAP): The Target gNB-CU initiates the path switch with the AMF/UPF to redirect the DL data flow from the core network to the new target node.

  • Step 9 & 10: End Marker & New Path: The Source gNB-CU sends an End Marker to the Target CU to signify the end of forwarded data. Subsequently, the New Path traffic begins flowing from the UPF to the Target gNB.

  • Step 11: UE Context Release (XnAP): The Target gNB-CU sends the UE Context Release message to the Source gNB-CU, signaling that the handover was successful.

  • Step 11a & 11b: F1 Context Release (F1AP): This is the final "cleanup" job. The Source gNB-CU sends the UE Context Release Command to the Source gNB-DU. The DU deletes the UE context and responds with UE Context Release Complete

     

     

     

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